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1. What is the National
Council of Lawyer Disciplinary Boards, Inc.?
NCLDB, Inc. is a Texas nonprofit corporation which has as its principal purpose the exchange of information between member
organizations involved in deciding formal disciplinary
complaints against lawyers.
2. What is the difference between the National
Organization of Bar Counsel and the National Council of Lawyer
Disciplinary Boards, Inc.?
Each U.S. jurisdiction has an agency responsible for
investigating and prosecuting ethics complaints against lawyers.
These agencies belong to the National Organization of Bar
Counsel (NOBC). NOBC sponsors educational programs for its
members and also takes policy positions on issues affecting the
regulation and discipline of lawyers. NOBC's educational
programs are primarily focused on how to investigate, screen,
and prosecute ethics complaints. NCLDB, on the other hand, is
primarily focused on the judging side of lawyer disciplinary
proceedings. Every U.S. jurisdiction has one or more entities
that hear the evidence involving disciplinary complaints against
lawyers and decide if a violation has been proven under the
standard of proof that jurisdiction has adopted. Some of these
entities, commonly called Disciplinary Boards, have final
decision-making authority, absent appeal to the jurisdiction's
Supreme Court. Others make a recommendation on the charges
contained in the disciplinary complaint and the final decision
is made by the jurisdiction's Supreme Court. In either case, the
members of the Disciplinary Board serve as judges regarding the
charges contained in the disciplinary complaint filed against a
particular lawyer. As can be seen, the NOBC and NCLDB have
different constituencies in the same process. NOBC deals
primarily with the investigation, screening, and prosecution of
disciplinary complaints against lawyers and NCLDB deals
primarily with the adjudication of those charges similar to what
a judge would do in any civil or criminal case the judge heard.
NCLDB's educational programs are primarily focused on how
disciplinary proceedings should be conducted to ensure their
fairness and efficiency.
3. Is there a need for separation between NOBC and NCLDB,
if one group primarily consists of disciplinary complaint
prosecutors and the other group hears the charges the first
group brings?
NOBC and NCLDB are membership organizations principally
involved in educational programming and the exchange of
information about the substance and procedure of lawyer
disciplinary proceedings. NOBC does not appear as an
organization before any of the volunteers or staff of
organizations that are members of NCLDB. Ethics rules prohibit
one side in a contested case from discussing the merits of the
matter with the judge without notice to the other side (this is
called the prohibition against ex parte contact with
judges). NOBC members and NCLDB members know this and do not
discuss the merits of cases pending before any particular
disciplinary board at educational programs they sponsor. A third
organization, the Association of Professional Responsibility
Lawyers (APRL), consists of lawyers who represent other lawyers
in disciplinary proceedings. APRL also conducts educational
programs and frequently co-sponsors such programs with NOBC for
the benefit of members of both organizations. Again, the members
of these groups know they may not discuss the merits of pending
cases in any context in which one-sided contact with a
disciplinary judge hearing the case might be involved. Thus,
while each group focuses its educational programming on
different aspects of the same process, they may from time to
time co-sponsor and participate in joint educational programming
for the benefit of each group's members while ensuring that
pending cases are dealt with properly and fairly and in
compliance with all applicable rules, including those involving
ex parte contact with judges.
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